Free Canadian Securities Course Exam 2 Practice Questions

A.  

$13.75.

B.  

$15.71.

C.  

$12.50.

D.  

$14.29.

A.  

Corporation price-earnings multiples.

B.  

Labour costs for manufactures.

C.  

Common share prices.

D.  

Corporate bond prices.

A.  

Is the result of a few simple inputs in the KYC process.

B.  

Follows a standardized list of components.

C.  

Only lists prohibited investments, as the portfolio manager has discretionary authority for acceptable investments.

D.  

Includes operating rules and guidelines.

A.  

Capital gains for stock traded in a non-registered account.

B.  

Dividend distribution in mutual funds held in an RRSP account.

C.  

Dividend distribution in mutual funds held in a non-registered account.

D.  

Capital gains for stock traded in an RRSP account.

A.  

The company will be unable to repay its debts

B.  

Profits will be reduced

C.  

Shareholders ' equity will be eroded

D.  

The share price will increase

A.  

The real return on the security.

B.  

The return of the security based on the risk-free rate.

C.  

The historical return of the security.

D.  

The expected return of the security.

A.  

Advice.

B.  

Sales.

C.  

Research.

D.  

Underwriting.

A.  

Redemption.

B.  

Trailer.

C.  

Operating.

D.  

Management.

A.  

The sale price of the rights.

B.  

The sales price less the exercise price of the rights.

C.  

The current price of the shares less the sale price of the rights.

D.  

The current share price less the exercise price of the rights.