CISI UAE Financial Rules and Regulations Exam
Last Update 3 days ago
Total Questions : 100
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When licence applicants submit behaviour regulations including a professional code of ethics, this falls under the category of:
The Board of a securities market wished to suspend a rule relating to the operations of that market, why was it unable to do so?
A licensed person who conducts financial activities related to security tokens is required to carry out a suitability check only if:
When collecting data from official authorities, evaluators of investment fund in-kind shares are required to abide by the principles of honesty, justice and:
Why might employees in one part of a regulated business be permitted to withhold information from employees in another part of the business?
The minimum price movement for a West Texas Intermediate (WTI) Light Sweet Oil Futures contract is:
The contract size for trading in Silver Futures on the Dubai Gold & Commodities Exchange is 1,000 troy ounces of refined silver, plus or minus what prescribed margin?
Unless otherwise agreed, a broker must submit to the client a statement of account that outlines the client’s balance of securities and cash, and all transactions executed every:
To qualify as a big block deal on the ADX’s E-Trading system, the securities to be traded must be a minimum of what proportion of the issuer’s capital?
TESTED 13 Sep 2025
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