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CSC2 Canadian Securities Course Exam 2 is now Stable and With Pass Result | Test Your Knowledge for Free

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CSC2 Practice Questions

Canadian Securities Course Exam 2

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Total Questions : 232

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Question # 1

What is the primary goal of a buy-side trader?

Options:

A.  

To provide pertinent and timely information to the head of fixed-income and equity markets.

B.  

To remain informed at all times of the portfolio manager ' s detailed investment strategy.

C.  

To execute the portfolio manager ' s trades at the best prices available in the market at the time of the trade.

D.  

To maintain good, professional relationships with sales and trading staff of dealers with whom the firm does business.

Discussion 0
Question # 2

What is unique to responsible investment?

Options:

A.  

It is unavailable with certain asset classes like segregated fundi

B.  

ESG factors are standardized across the investment no industry.

C.  

A combination of a values and valuation-based approach to investing

D.  

It bases investment decisions exclusively on environmental factors.

Discussion 0
Question # 3

Omar invests $5,000 in a labour-sponsored venture capital corporation (LSVCC) in Ontario, his province of residence. What is the total LSVCC tax credit that Omar is eligible to receive from this investment?

Options:

A.  

$1,500

B.  

$750

C.  

$1,625

D.  

$875

Discussion 0
Question # 4

An advisor to explain the benefits of labour sponsored funds (LSVCC) to some of his clients.

With which client should the advisor have this discussion?

Question # 4

Options:

A.  

Client 2

B.  

Client 4

C.  

Client 1

D.  

Client 3

Discussion 0
Question # 5

Max bought $7,000 of fund units. Two years later, the total value of his portfolio went up to $10,000 and he decided to sell the fund. Max had received a total of $1,000 in reinvested dividends over the course of the holding period. What is the adjusted cost base of his investment?

Options:

A.  

$8,000.

B.  

$2,000.

C.  

$7,000.

D.  

$3,000.

Discussion 0
Question # 6

An advisor wants to explain the benefits of labour sponsored funds (LSVCC) to some of his clients. With which client should the advisor have this discussion?

Question # 6

Options:

A.  

Client 1.

B.  

Client 4.

C.  

Client 2.

D.  

Client 3.

Discussion 0
Question # 7

The consumer price index was 125.9 in December of last year and 123.0 in December of the year before What was the inflation rate last year?

Options:

A.  

2.36%

B.  

2.30%

C.  

0.98%

D.  

1.02%

Discussion 0
Question # 8

What is the Sharpe ratio given the following information?

Question # 8

Options:

A.  

1.5

B.  

0.4

C.  

20

D.  

2.5

Discussion 0
Question # 9

What industry stocks tend to have lower betas than the market?

Options:

A.  

Transportation

B.  

Capital goods

C.  

Utilities

D.  

Automobiles and components

Discussion 0
Question # 10

Which is a typical feature of investing in a listed private equity company?

Options:

A.  

Average levels of liquidity.

B.  

Access to a wide range of skills and large number of personnel.

C.  

Controls and limits on private equity management to protect existing investors.

D.  

Ability to act on legitimate insider information.

Discussion 0
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