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IFC Practice Questions

Investment Funds in Canada (IFC) Exam

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Total Questions : 486

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Question # 21

Joanne’s earned income last year was $45,000 and her pension adjustment was $2,500. She has $2,000 in carry-forward registered retirement savings plan (RRSP) room for the current taxation year. What is Joanne’s maximum tax-deductible RRSP contribution amount for the current year?

Options:

A.  

$12,600

B.  

$5,600

C.  

$7,600

D.  

$8,100

Discussion 0
Question # 22

Francis wants to redeem his US Asset Allocation Fund as he needs the money for a down payment for a home purchase. The current proceeds from the redemption are USD $27,859, and the current CAD/USD exchange rate is 0.7353.

How much will Francis receive in Canadian dollars when he redeems the Funds? Please round your answer to the nearest dollar.

Options:

A.  

$37,888

B.  

$36,698

C.  

$42,861

D.  

$35,859

Discussion 0
Question # 23

What type of risk remains unaffected by diversification?

Options:

A.  

Business

B.  

Firm-specific

C.  

Non-market

D.  

Systematic

Discussion 0
Question # 24

Your client, Cosmo, recently inherited $50,000 from his uncle. He wants to use this money towards his retirement savings. Cosmo is a 50-year old, self-employed carpenter and he earns on average $65,000

per year. He has a registered retirement savings plan (RRSP) with the bank worth $425,000 and a tax-free savings account (TFSA) worth $46,000. He started saving when he was 25 years old and has always

made his own investment decisions. His money is mostly invested in balanced funds. He feels most comfortable with these types of mutual funds since they offer potential investment growth but without being too aggressive. Cosmo has no other assets.

What additional information do you need about Cosmo to fulfill your know your client obligation?

Options:

A.  

time horizon

B.  

income and net worth

C.  

risk tolerance

D.  

investment objectives

Discussion 0
Question # 25

Who is responsible for regulating mutual fund activities?

Options:

A.  

Federal Government

B.  

Administrative body

C.  

Transfer agent

D.  

Stock exchange

Discussion 0
Question # 26

The following table shows Sabrina's earned income for the past few years:

Sabrina has always maximized her RRSP contributions, so she has no carry-forward room available. If the maximum contribution limit for Year 3 is $24,270, what is her RRSP contribution room for Year 3?

Options:

A.  

$22,500

B.  

$24,270

C.  

$25,200

D.  

$26,100

Discussion 0
Question # 27

Zara buys a future contract with an underlying value of $100,000 worth of stocks. She is required to deposit $1,750 of margin. Two weeks later, the underlying value of the stocks is $101,900. What is Zara's total return?

Options:

A.  

$3,650 gain

B.  

$1,900 gain

C.  

$150 gain

D.  

$950 gain

Discussion 0
Question # 28

A self-directed investor bases stock purchase decisions on internet recommendations and stock tips, believing this provides the most accurate information. What is the investor's behavioural bias?

Options:

A.  

Endowment

B.  

Availability

C.  

Representativeness

D.  

Overconfidence

Discussion 0
Question # 29

What is an implicit cost of principal protected notes?

Options:

A.  

Structuring costs and guarantee fees

B.  

Performance participation caps

C.  

Commissions

D.  

Early redemption fees

Discussion 0
Question # 30

Reginald is a Dealing Representative, who feels pressure from management at the beginning of every calendar year, to open new registered retirement savings plans (RRSPs) and generate RRSP contributions. It is the end of February, and Reginald is close to reaching his personal sales objectives. He just finished an appointment with a prospective new client, Orel. Orel wants to open a tax-free savings account (TFSA) to build emergency savings. However, Reginald recommended to Orel that he should first contribute to an RRSP, and then use the tax savings for a TFSA contribution. With regards to account suitability, what can be said about Reginald's advice?

Options:

A.  

Reginald is putting the client's interest first by informing Orel why he should change his investment strategy.

B.  

Based on Orel's stated need, recommending an RRSP contribution is unsuitable.

C.  

Recommending an investment solution that addresses two needs, is putting Reginald's client's interest first.

D.  

By convincing Orel to contribute to an RRSP, instead of a TFSA, Reginald has put his client's interest first.

Discussion 0
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