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P3 Practice Questions

Risk Management

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Total Questions : 339

Dive into our fully updated and stable P3 practice test platform, featuring all the latest CIMA Strategic exam questions added this week. Our preparation tool is more than just a CIMA study aid; it's a strategic advantage.

Our free CIMA Strategic practice questions crafted to reflect the domains and difficulty of the actual exam. The detailed rationales explain the 'why' behind each answer, reinforcing key concepts about P3. Use this test to pinpoint which areas you need to focus your study on.

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Question # 11

An internal audit investigation involved conducting compliance tests on the processing of purchase invoices.

The purchase ledger clerk compares invoices against purchase orders and passes them for payment The invoices are then input into a computerised purchase ledger system The system checks that the supplier has a valid purchase ledger account, as authorised by the chief buyer, before crediting the supplier's account with the value of the invoice.

The internal auditor checked a sample of recorded purchase invoices against their corresponding purchase orders The internal auditor found four cases where invoices could not be agreed to corresponding purchase orders.

What is the potential significance of this compliance error?

Options:

A.  

Payments could be made to non-existent suppliers

B.  

The purchase ledger clerk could make fraudulent payments to herself.

C.  

The purchase ledger clerk could have ordered goods for her own personal use.

D.  

The discrepancy is a minor one and should be ignored

Discussion 0
Question # 12

Q is a company which generates electricity from alternative energy sources. It has just begun constructing a wind farm near a well-known beauty spot. The project has been controversial as campaigners say it will be noisy and unsightly.

The campaigners took legal action but lost the case. Some of them have started a campaign of direct action against Q and are physically blocking roads leading to the site and attempting to intimidate Q's staff.

Q has hired a security company to help it to protect its staff.

In relation to the ethics of this scenario, which of the following statements are valid?

Options:

A.  

Q is within its rights to hire the security firm because it has duty of care to its employees.

B.  

Q no longer has any duty of care to the protestors since their actions are illegal because they lost their court case.

C.  

The security firm must take care not to use more force against the protestors than is absolutely necessary.

D.  

Since the protestors have already lost their court case they would no longer be ethically justified in engaging in political lobbying to try to get the government to change the law in this area.

E.  

The generation of electricity from clean, renewable and sustainable sources is too important for the protestors' concerns to be considered.

Discussion 0
Question # 13

Which of the following statements best explains why a corporate treasury department should be established as a cost centre rather than a profit centre?

Options:

A.  

The Treasury Department should not be encouraged to speculate.

B.  

The Treasurer should not have a great deal of responsibility.

C.  

There is no way for the Treasury Department to generate revenue.

D.  

The Treasurer has the ability to manipulate the Department's reported profit.

Discussion 0
Question # 14

R is a manufacturer of biscuits. The market for biscuits is extremely competitive with many companies competing for contracts with large supermarkets. The intensity of the competition means that prices are kept low; and the buyers can demand higher levels of quality, and greater flexibility in supply arrangements.

Which of the following represent ways that the use of an Information System could help R to win and retain supermarket contracts in such a competitive market?

Options:

A.  

It could facilitate product ordering and selection by the use of Electronic Data Interchange.

B.  

If R's system is integrated with that of a particular supermarket, then this will make it more expensive for the supermarket to change to a different supplier.

C.  

It would mean that R's products would be more prominently displayed on the supermarket shelves.

D.  

It could be used to facilitate more timely and accurate delivery which would minimising waste.

E.  

If R's system is integrated to that of a particular supermarket then other supplier's systems cannot also be integrated to that supermarket system.

Discussion 0
Question # 15

The Chief Executive Officer (CEO) of a quoted company has visited the company's Information Technology (IT) Centre in order to meet with the Head of IT. The CEO was concerned to discover that the door to the IT Centre was unlocked, even though the receptionist was not at their desk.

Which THREE of the following are correct?

Options:

A.  

The CEO should inform the Head of IT of the security breach.

B.  

The CEO should accept that this may have been an isolated incident

C.  

The CEO should leave IT security to the Head of IT.

D.  

The CEO should have locked the door and taken no further action

E.  

The CEO should notify the Head of Internal Audit of the breach.

F.  

The CEO should initiate disciplinary action against the receptionist

Discussion 0
Question # 16

Which of the following represents the greatest risk associated with introducing a system of post-completion audit for investment projects?

Options:

A.  

Decision makers may be deterred from taking responsible risks.

B.  

The entity will realise that its approach to project appraisal is flawed.

C.  

The audit itself will waste time.

D.  

The entity may withdraw from a project without good cause.

Discussion 0
Question # 17

M plc is an IT company that bids for large contracts to sell computer systems and also to service existing systems. M plc's senior management has always set budgets which are hard to achieve and have made no allowances for the recession.

The economy has improved and M plc's senior managers have made the budget even more optimistic. The budgeted sales target has been increased by 40%.

In the past, sales staff have not tried to achieve the budget sales because it was generally believed that the targets were impossible to reach.

M plc has recently appointed a new Sales Director who has decided that sales staff will be dismissed if they fail to meet sales targets for three successive months. He is also looking for higher sales margins than were achieved before.

What are the likely consequences of the new Sales Director's policy?

Options:

A.  

Sales staff will be happier in their jobs.

B.  

Sales staff will tender for riskier contracts.

C.  

Sales staff will encroach on other sales staff territories to get more work.

D.  

Sales staff will look for new jobs.

E.  

Sales staff will feel more settled and secure in their jobs.

Discussion 0
Question # 18

Company A's gross profit percentage has fallen from 70% to 61 % Which of the following possible explanations would most concern the internal auditors?

Options:

A.  

During the year the raw material price increased due to an international shortage of the material

B.  

The sales director decided to reduce the selling price to increase the market share

C.  

There had been an omission of several items from the inventory records

D.  

During the year direct wages had been misclassified as indirect manufacturing expenses

Discussion 0
Question # 19

YUI owns 18 factories, which are spread around the country. Each factory employs 500-700 production staff and has its own administrative and accounts departments.

It has recently been discovered that the manager in charge of YUI's Hightown factory has been overstating his personal expenses claims for the past five years. The total amount stolen in this manner has been estimated at $10,000.

Why would it have been relatively difficult to have prevented this fraud?

Options:

A.  

Senior members of management can often override controls.

B.  

It is impossible for anybody to check expenses claims submitted by a senior manager.

C.  

Managers are generally highly intelligent and are generally capable of designing ways to defeat control systems.

D.  

Internal controls cannot address fraud, only error.

Discussion 0
Question # 20

D plc is a public relations company. Shares in D plc have recently been listed on the UK stock exchange.

D plc has an internal audit department that reports to the Chief Executive Officer (CEO). The CEO is considering outsourcing internal audit to an audit firm, which would not be the firm that conducts D plc's external audit.

Identify THREE advantages to D plc of outsourcing internal audit in this way.

Options:

A.  

Doing so may improve independence.

B.  

Decisions relating to internal audit can be based solely on cost.

C.  

Internal audit will have a better understanding of D plc's objectives and culture.

D.  

Specialist skills may be more readily available.

E.  

Risk of staff turnover is passed to the outsource company.

Discussion 0
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