CFE-Law Practice Questions

A.  

Forged filing

B.  

A planned bustcut

C.  

A credit card bustout

D.  

Concealment of assets

A.  

If opposing counsel asks an overly complex question during cross-examination, witnesses should ask for the question to be rephrased

B.  

If an expert witness ' s opinion is at risk of being distorted during cross-examination, the expert should avoid answering the question

C.  

The primary purpose of cross-examination is for opposing counsel to discover information previously unknown to opposing counsel.

D.  

The general rule is for opposing counsel to cross-examine all witnesses to ensure that important details are not missed by the fact finder

A.  

Use a third-party transferring service

B.  

Obtain approval from a Certified Information Privacy Professional (C PP)

C.  

Establish a contract between the entities exchanging the information

D.  

Obtain a warrant granting permission to transfer the data

A.  

True

B.  

False

A.  

True

B.  

False

A.  

An importer and an exporter conspire to conceal illicit funds by creating invoices that understate the quantity of goods shipped internationally

B.  

An accountant overstates a restaurants revenues to hide illegal funds that are secretly laundered through the business

C.  

A drug cartel outside of the United States launders illicit funds by hiring runners to deposit small amounts of money in bank accounts throughout the United States

D.  

A businessperson deposits illicit funds into the bank account of a company they secretly own which then lends the funds back to them

A.  

Raul must have informed the organization that he had a personal or economic connection to one or more of the venues.

B.  

Raul must have failed to disclose that he had a personal or economic interest in a matter that could influence his professional role.

C.  

Raul must have breached the duty of fidelity that he owed to XYZ Org.

D.  

Raul must have received a direct financial benefit due to the alleged conflict.

A.  

If a party obtains a judgment in one jurisdiction, then that party will automatically be able to enforce the judgment wherever the defendant resides.

B.  

Whether a foreign judgment is enforceable always depends on where the defendant ' s assets are located.

C.  

If a party obtains a judgment in one jurisdiction, then that party will automatically be able to enforce the judgment in any jurisdiction.

D.  

Whether a foreign judgment is enforceable might depend on whether the two jurisdictions have an enforcement treaty.

A.  

Fidelity

B.  

Inherent risk

C.  

Opportunity

D.  

Residual risk

A.  

IOSCO ' s primary goal is to establish a separate set of securities regulations for securities exchanges in developing nations.

B.  

IOSCO is comprised of commissioners and administrators responsible for regulating securities and administering securities laws in their countries.

C.  

IOSCO is an international industry association that sets global accounting and financial reporting standards.

D.  

IOSCO is responsible for enforcing regulatory standards that govern all international securities markets.