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CMMC-CCA Practice Questions

Certified CMMC Assessor (CCA) Exam

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Total Questions : 150

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Question # 31

A company is seeking Level 2 CMMC certification. During the Limited Practice Deficiency Correction Evaluation, the Lead Assessor must decide whether the company can move to a POA&M review. Which condition will result in the Lead Assessor recommending that the OSC’s practice deficiencies move to a POA&M review?

Options:

A.  

A final score below 88

B.  

A final score of 110

C.  

A final score of 80 or better

D.  

A final score of 88/110 or better

Discussion 0
Question # 32

The assessor begins the assessment by meeting with the client’s stakeholders and learns that multiple subsidiaries exist. In order to perform a complete assessment, the assessor must review documents from multiple entities as multiple, corresponding Commercial and Government Entity (CAGE) codes were provided. Which of the following entities may receive certification as a result of this?

Options:

A.  

HQ organization

B.  

HQ organization and Host unit

C.  

Host unit and Supporting Organizations/Units

D.  

HQ organization, Host unit, and Supporting Organizations/Units

Discussion 0
Question # 33

A company has a CUI enclave for handling all CUI processed, stored, and transmitted through the organization. While interviewing the IT manager, the CCA asks how assets that can, but are not intended to, handle CUI are identified. The IT manager refers to the CUI system’s network diagram (which includes these assets) as well as the asset inventory (which lists these assets as Contractor Risk Managed Assets). Which other artifact MUST also mention these assets?

Options:

A.  

The identification and authentication policy should show how these assets are identified.

B.  

The physical protection policy should list these assets as being part of the physical environment of the organization.

C.  

The awareness and training program should include these assets so they are covered for all employees.

D.  

The SSP should show these assets are managed using the company’s risk-based security policies, procedures, and practices.

Discussion 0
Question # 34

During a company’s assessment, the CCA notices that the server room door is kept open with a fan in the entryway because the cooling system is inadequate and the machines are overheating. According to the physical protection policy, the server room’s keypad is the mechanism for managing and controlling access to this equipment, and only the IT team should have access to the server room. However, with the door open, the keypad is not necessary, and anyone can enter the room.

The CCA asks the IT manager how access to this room is protected while the door is open. Which response would allow the company to still meet the physical security requirement?

Options:

A.  

“Only employees are allowed in this area.”

B.  

“We trust our employees not to enter the room if they are not supposed to.”

C.  

“The server is located inside another room that only the IT team has access to.”

D.  

“The CEO emailed all employees that the server room door would be kept open but only the IT team should enter.”

Discussion 0
Question # 35

An OSC seeking Level 2 certification wants to develop and launch a website for customers to purchase items online and submit contact forms. The OSC plans to host the web server in their own data center while also maintaining the security of their internal IT environment. Based on this information, what would be the BEST approach?

Options:

A.  

Relocate the server to a different office location to protect the OSC’s LAN

B.  

Configure a DMZ for an additional layer of security to the OSC’s LAN to host the publicly accessible server

C.  

Configure a firewall rule to only allow internal traffic to communicate with the server for an additional layer of security to the OSC’s LAN

D.  

Configure the server to protect against object reuse and residual information via shared system resources for an additional layer of security to the OSC’s LAN

Discussion 0
Question # 36

Testing is one assessment method the Lead Assessor may choose depending on the assessment scope and evidence provided by the OS

C.  

During the Plan Phase, the Lead Assessor and OSC POC agree on who the people are that are involved in a particular practice so that it could be tested if determined appropriate. During the discussion, the OSC POC tells the Lead Assessor that the production system is in use and cannot be stopped for the testing to take place but offers a mirrored system for testing. The Lead Assessor decides:

Options:

A.  

Only to test the processes conducted by the supporting groups

B.  

Only to test the Customer Matrices that are available

C.  

Not to perform testing as a mirrored system is not an acceptable substitute for the production system

D.  

To ask the OSC for evidence that a mirrored system is exactly the same as the production system to conduct testing

Discussion 0
Question # 37

An OSC seeking Level 2 certification is working with an ESP. The organization is trying to determine if the ESP is considered within the assessment and is reviewing the Service Level Agreement (SLA) between the organization and the ESP. Which SLA component should be taken into consideration to determine if the ESP is within the assessment scope?

Options:

A.  

Services

B.  

Intervals

C.  

Penalties

D.  

Measurements

Discussion 0
Question # 38

An Assessor is evaluating whether an OSC has implemented adequate controls to meet A

C.  

L2-3.1.7: Privileged Functions. The OSC has procedures that define privileged vs. non-privileged account provisioning and an access control policy that restricts execution of certain functions only to privileged users.

What might the Assessor do to further evaluate the implementation of this practice?

Options:

A.  

Examine system logs to verify automatic updates are being applied.

B.  

Test whether the application of a patch is captured in system logging.

C.  

Test whether a non-privileged user can log into a system where CUI is stored.

D.  

Examine a user access list for users that are authorized to access a key management system.

Discussion 0
Question # 39

The OSC has assembled its documentation relating to how it controls remote access for assessment. The Lead Assessor compared this documentation to the provided topology map and noted several indications of external connections with External Service Providers (ESPs). Which document is MOST LIKELY to show acceptable evidence of the security controls related to the interface between the OSC and the ESP?

Options:

A.  

OSC’s access control policy

B.  

Interconnection agreement with ESPs

C.  

Technical design of the security of the available VPN

D.  

Instructions provided to the OSC from the ESP to implement remote access

Discussion 0
Question # 40

An OSC is presenting evidence of its fulfillment of CM.L2-3.4.1: System Baselining. It provides:

    System inventory records showing additions/removals of machines,

    Software inventory showing installations/removals, and

    A system component installation plan with software needs and user specifications.

What other documentation MUST the company present to illustrate compliance with CM.L2-3.4.1?

Options:

A.  

Documentation of the physical safeguards protecting the “gold” baseline images

B.  

Documentation of a formal baseline review integrated with a system development lifecycle

C.  

Documentation of any authorized deviations from the system baselines for end-user computers

D.  

Documentation of a formal chain of custody for new hardware on which baselines will be installed

Discussion 0
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