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Investment Funds in Canada (IFC) Exam

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Total Questions : 486

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Question # 111

Darryl has a diversified investment portfolio of mutual funds in a non-registered account with Investwell Mutual Funds, a mutual fund dealer. Darryl’s diversified portfolio is composed of 3 mutual funds. Each mutual fund is currently worth about $100,000. The ABC Canadian Equity Fund has a total return of 6%, the DEF Bond Fund has a total return of 8% and GHI Global Equity Fund has a total return of 10%. Darryl wants to make an in-kind contribution to his registered retirement savings plan (RRSP) account. He has unused RRSP contribution room of $60,000.

From a tax-efficient viewpoint, which funds contribute in-kind to his RRSP account?

Options:

A.  

Move the DEF Bond Fund to the RRSP.

B.  

Move the GHI Global Equity Fund to the RRSP

C.  

Move $20,000 from each of the three funds to the RRSP.

D.  

Move the ABC Canadian Equity Fund to the RRSP.

Discussion 0
Question # 112

Which newspaper article would be likely to result in foreign capital moving out of a country?

Options:

A.  

Corporate Taxes Reduced

B.  

New Taxes on Foreign Direct Investment

C.  

Government Re-elected for a Fourth Consecutive Term

D.  

International Ranking of Domestic Level of Education Rises Significantly

Discussion 0
Question # 113

Ayan wants to make a registered retirement savings plan (RRSP) contribution and deduct it from his Year 1 income. What is the deadline for this contribution (assume that it is NOT a leap year)?

Options:

A.  

March 1, Year 1

B.  

March 1, Year 2

C.  

December 31, Year 1

D.  

December 31, Year 2

Discussion 0
Question # 114

Which drawback of the comparison universe method makes average fund managers look more like underperformers as the comparison period lengthens?

Options:

A.  

Survivorship bias

B.  

Definition of universes

C.  

Matching of risk profiles

D.  

Universe size

Discussion 0
Question # 115

A fund manager who utilizes an interest rate anticipation philosophy forecasts a rise in interest rates. What change in asset allocation should he implement?

Options:

A.  

Increase long-term bond and low coupon bond holdings

B.  

Increase long-term and high coupon bond holdings

C.  

Increase short-term T-bill and low coupon bond holdings

D.  

Increase short-term T-bill and high coupon bond holdings

Discussion 0
Question # 116

In conjunction with investment objectives, what Know Your Client information is essential to allow an advisor to fulfill suitability assessment obligations?

Options:

A.  

Risk tolerance

B.  

Account type

C.  

Insider status

D.  

Referral arrangement

Discussion 0
Question # 117

What type of shares offer its shareholders the opportunity to receive additional dividends if the company’s profit exceeds a stated level?

Options:

A.  

Redeemable preferred shares

B.  

Cumulative preferred shares

C.  

Convertible preferred shares

D.  

Participating preferred shares

Discussion 0
Question # 118

A mutual fund representative meets with a young family whose net worth/level of wealth is categorized as low, but they have the potential to become wealthy. In general, the family seems susceptible to believing that market events are predictable. Also, the family has a stronger impulse to avoid losses than earn gains. How might the mutual fund representative effectively address each of the two biases, respectively?

Options:

A.  

Moderate the first bias and adapt to the second.

B.  

Conform to the first bias and moderate the second.

C.  

Conform to both biases identified.

D.  

Moderate both biases identified.

Discussion 0
Question # 119

Natasha currently owns 2 mutual funds: a bond fund and a Canadian equity fund. She would like to use one of them as her registered retirement savings plan (RRSP) contribution for the year. From a tax efficiency perspective, which mutual fund should she contribute?

Options:

A.  

the equity fund

B.  

the bond fund

C.  

either since it makes no difference

D.  

it depends on her marginal tax rate

Discussion 0
Question # 120

All else being equal, which factor impacts fixed-income duration?

Options:

A.  

Maturity term

B.  

Dividend yield

C.  

Tracking error

D.  

Leverage risk

Discussion 0
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