CFE-Fraud-Investigations-and-Legal-Issues Practice Questions

A.  

Civil jury trials must have the same number of jurors as in criminal jury trials.

B.  

Neither side may appeal an adverse judgment in a civil case

C.  

Jury verdicts m civil trials must always be unanimous

D.  

in most civil cases, the standard of proof is the preponderance of the evidence

A.  

Generally, the court appoints the primary expert witnesses in inquisitorial jurisdictions.

B.  

Generally, only the parties may select expert witnesses in inquisitor jurisdictions

C.  

Generally the court selects the primary expert witnesses in adversarial jurisdictions

D.  

Generally, only the parties may select experts to introduce testimony in adversarial jurisdictions

A.  

One purpose of a fraud examination report is to confirm a party’s liability for losses caused by fraud and initiate the recovery process.

B.  

One purpose of a fraud examination report is to share the fraud examiner’s opinions and the basis for those opinions.

C.  

Fraud examiners should assume that access to their fraud examination reports is limited to parties directly involved in the case.

D.  

Fraud examiners should assume that their fraud examination reports might be shared with members of the media.

A.  

The employee was acting within the scope of their employment.

B.  

The employee who committed each element of a criminal offense was a member of management.

C.  

The employee committed the offense with the intention of personal benefit.

D.  

The employee was acting at the direction of someone in management or with their knowledge.

A.  

Writs of attachment

B.  

Indictment

C.  

Writs of certiorari

D.  

Interrogatory

A.  

Save links of the social media postings and pages in a web browser.

B.  

Request a copy of the information from the social media platforms.

C.  

Conduct a forensic shutdown of a computer to preserve the metadata from the social media sites and profiles visited.

D.  

Download and preserve the information from the social media sites so that it can be established as authentic if used in court.

A.  

Public safety systems and regulations

B.  

Laws related to criminal jurisdiction

C.  

Requirements and practices related to public health

D.  

Banking and accounting requirements and practices

A.  

IOSCO is a self-regulatory organization for companies that have securities traded on international securities markets

B.  

IOSCO provides a forum for regular cooperation on banking supervisory matters affecting developing nations

C.  

IOSCO is an oversight body responsible for issuing and enforcing regulations that govern all international securities markets

D.  

IOSCO is recognized as the international standard-setter for securities markets

A.  

Bob will assist the fact finder by providing specialized knowledge that will help them understand evidence.

B.  

Bob will assist the fact finder by offering information based on factual observations.

C.  

Bob will assist the fact finder by offering an opinion on the guilt or innocence of the defendant.

D.  

Bob will assist the fact finder by providing an opinion as to the validity of evidence.

A.  

The privilege might have been waived because Katrina used email to transmit the protected information.

B.  

The privilege might have been waived because Katrina transmitted the protected information to a third party who has no need to know the information.

C.  

The privilege was not waived by Katrina because the legal professional privilege belongs to the attorney, not the client.

D.  

The privilege was not waived because the legal professional privilege cannot be waived by transmitting protected information to a third party.

A.  

Conflict of interest

B.  

Defamation

C.  

Public disclosure of private facts

D.  

Slander

A.  

There is a lack of data control in cloud computing.

B.  

There is insufficient bandwidth for downloading files from the cloud on most systems.

C.  

There is a lack of prosecutorial interest in cloud computing.

D.  

There are no legal orders that extend to cloud services, making data difficult to access.

A.  

Debt adjustment bankruptcy

B.  

Liquidation bankruptcy

C.  

Reorganization bankruptcy

D.  

Debt dismissal bankruptcy

A.  

Duplicate search

B.  

Benford ' s Law analysis

C.  

Correlation analysis

D.  

Linear regression

A.  

Search Sylvia’s email account for evidence of financial misconduct.

B.  

Inform the executive team at XYZ Co. that Sylvia might have committed fraud.

C.  

Arrange a meeting with Sylvia to make a direct fraud allegation.

D.  

Conduct discreet inquiries about Sylvia’s responsibilities as a purchasing manager.