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CFE-Fraud-Investigations-and-Legal-Issues Practice Questions

Certified Fraud Examiner (CFE) - Fraud Investigations and Legal Issues

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Question # 106

Robert, a new investigator, asks Adam, a witness to an alleged fraud, “Didn’t you think that he wasn’t behaving appropriately?” This kind of question is called a(n):

Options:

A.  

Inverted question

B.  

Controlled-answer question

C.  

Double-negative question

D.  

Complex question

Discussion 0
Question # 107

Delta, an interviewer with little experience, asks Sigma, the respondent, the following question: " Were you aware that the signature was forged, and why didn ' t you tell anyone earlier? " This kind of question is called a_____________question

Options:

A.  

Complex

B.  

Controlled answer

C.  

Free narrative

D.  

Double-negative

Discussion 0
Question # 108

The MOST COMMON bankruptcy fraud scheme is:

Options:

A.  

Forged filing

B.  

A planned bustcut

C.  

A credit card bustout

D.  

Concealment of assets

Discussion 0
Question # 109

Robert, a Certified Fraud Examiner (CFE), wants to ensure that the authenticity of the evidence he collected during his investigation is not compromised. His main objective should be to:

Options:

A.  

Limit access to the evidence to judicial officials prior to trial proceedings.

B.  

Prevent all other parties from obtaining physical control of the evidence.

C.  

Establish a clear chain of custody to show that the evidence has not been altered.

D.  

Only alter or materially change the evidence himself if absolutely necessary.

Discussion 0
Question # 110

Which of the following is generally NOT one of the goals of deferred prosecution agreements?

Options:

A.  

To postpone prosecution until a company conducts an extensive internal investigation

B.  

To get an organization to reform its policies

C.  

To allow prosecutors to resolve a case while still punishing malfeasance

D.  

To reduce the risk of illegal practices at an organization

Discussion 0
Question # 111

Which of the following is TRUE of a follow-up/recommendations section in a written fraud examination report?

Options:

A.  

A follow-up/recommendations section is not a required part of every written fraud examination report

B.  

A follow-up/recommendations section calculates the amount of loss caused by any misconduct identified during the investigation

C.  

A follow-up/recommendations section must include a list of organizational failings that contnbuted to the fraud

D.  

All of the above

Discussion 0
Question # 112

Which of the following is MOST LIKELY to affect the rights that an employee may have during an internal investigation?

Options:

A.  

The likelihood that the case will eventually go to trial.

B.  

The existence of a collective bargaining agreement.

C.  

The amount of evidence that the employer possesses.

D.  

The length of the employee ' s tenure at the organization.

Discussion 0
Question # 113

Caroline, a fraud examiner, is conducting an admission-seeking interview with John, an employee suspected of stealing cash. Which of the following is the MOST effective phrasing for Caroline to use when posing an admission-seeking question to John?

Options:

A.  

" Why did you take the money? "

B.  

" What do you know about the stolen money? "

C.  

" Do you know who took the money ' ' "

D.  

" Did you steal the money? "

Discussion 0
Question # 114

Naveed, a fraud suspect, has decided to make an admission to Omar, a Certified Fraud Examiner (CFE). Which of the following items of information should Omar obtain from Naveed during the verbal admission?

Options:

A.  

A general estimate of the amount of money involved in the fraud

B.  

Facts about the fraud known to co-conspirators and witnesses

C.  

A statement from Naveed indicating that his conduct was an accident

D.  

Controls that would have prevented Naveed from committing the fraud

Discussion 0
Question # 115

Martin is a fraud examiner. He contacts Dianne for the purpose of conducting a routine, information-gathering interview. Dianne says that she wants her coworker. Sheila, whom Martin also plans to interview, to be present during the interview. Martin should:

Options:

A.  

Interview Dianne and Sheila separately

B.  

Allow Sheila to be present but only if she does not speak

C.  

Interview Dianne and Sheila together by himself

D.  

Interview Dianne and Sheila together, but bring in a second interviewer

Discussion 0
Question # 116

Which of the following is a requirement of the European Union ' s (EU) General Data Protection Regulation (GDPR)?

Options:

A.  

An organization must obtain a data subject ' s consent before collecting or processing personal data about that individual.

B.  

An organization must refrain from confirming or denying whether it is in possession of a data subject ' s personal data even if the data subject requests this information.

C.  

An organization must provide a data subject ' s personal data upon that individual ' s request for a reasonable fee.

D.  

An organization must notify all affected data subjects within six months when a data breach occurs that is likely to result in a high risk to their rights and freedoms.

Discussion 0
Question # 117

Which of the following types of files is the most difficult to recover during a digital forensic examination?

Options:

A.  

Overwritten files

B.  

Deleted until

C.  

Deleted link (shortcut) files

D.  

Hidden files

Discussion 0
Question # 118

Bobbie, a fraud examiner, is preparing to interview Craig, a close friend and coworker of the primary suspect in the case. Craig has been described by others as " easily angered " and " intense " How should Bobbie approach her interview of Craig?

Options:

A.  

Provide Craig with plenty of notice prior to the interview to not provoke resentment

B.  

Conduct the interview with as little notice as possible so Craig will be unprepared

C.  

Ask Craig when ho would prefer to be interviewed in an effort to engender cooperation

D.  

Avoid interviewing Craig if possible due to Craig ' s potential volatility

Discussion 0
Question # 119

Which of the following statements about the limitations of using online databases for public record searches is MOST ACCURATE?

Options:

A.  

Public records featured in electronic formats include too much detail to be efficiently analyzed.

B.  

Availability of public records through online databases varies widely across jurisdictions.

C.  

The public records produced by online database searches rarely contain correct information.

D.  

It is very difficult to find a legitimate online database for accessing public records.

Discussion 0
Question # 120

Juniper is found guilty of skimming cash from her employer. Based on testimony from Juniper’s friends and family about her character, Juniper is sentenced to supervision by a government agent for a year in place of incarceration. Which of the following options BEST describes Juniper’s sentence?

Options:

A.  

Indeterminate sentence.

B.  

Determinate sentence.

C.  

Deferred prosecution agreement.

D.  

Probation.

Discussion 0
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