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ISACA Advanced in AI Audit (AAIA)

Last Update 1 day ago
Total Questions : 180

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Question # 21

Which of the following is the BEST way to support the development and design of high-risk AI systems?

Options:

A.  

Regularly back up the AI system's data to a secure, offsite location.

B.  

Conduct regular training sessions for users on data privacy.

C.  

Ensure the availability of trustworthy data sets.

D.  

Implement multi-factor authentication (MFA) for all users accessing the AI system.

Discussion 0
Question # 22

The BEST way to prevent sensitive information disclosure by large language model (LLM) chatbots is through:

Options:

A.  

Manual monitoring

B.  

Access controls

C.  

Data sanitization

D.  

Data masking

Discussion 0
Question # 23

Which of the following are the MOST appropriate stages in the AI life cycle for evaluating edge cases?

Options:

A.  

Plan and design

B.  

Operate and monitor

C.  

Collect and process

D.  

Test and verify

Discussion 0
Question # 24

Which of the following should be done FIRST when an attacker exfiltrates sensitive information from an AI model?

Options:

A.  

Implement rate limiting and query restrictions to reduce exploitation attempts.

B.  

Isolate impacted systems until the attack vector is identified.

C.  

Rebuild the AI model using a more secure architecture.

D.  

Inform regulators and affected stakeholders of a potential data breach.

Discussion 0
Question # 25

To confirm the fairness of AI model decisions, the BEST way to collect reliable evidence during an AI audit is by:

Options:

A.  

Analyzing system metadata.

B.  

Testing the model with a curated sample data set.

C.  

Interviewing developers.

D.  

Observing the system’s interactions with end users.

Discussion 0
Question # 26

Which of the following would pose the GREATEST risk when reviewing AI acceptable use training content?

Options:

A.  

The content does not cover the use of effective prompting.

B.  

The content does not cover the non-deterministic nature of AI.

C.  

The content does not cover AI model architectures.

D.  

The content does not cover required performance metrics.

Discussion 0
Question # 27

Which of the following is the GREATEST benefit of using large language models (LLMs) to identify potential control deficiencies?

Options:

A.  

Independently verifying audit options based on control assessments

B.  

Summarizing multiple process narratives for inconsistencies

C.  

Simulating financial transactions for internal control testing

D.  

Allowing the auditor to replace walkthroughs with automated testing

Discussion 0
Question # 28

A healthcare AI tool recommends treatments with high success rates but significant risk. The hospital prioritizes patient safety over innovation. What is the BEST course of action?

Options:

A.  

Adjust the AI's parameters to align with the hospital’s risk tolerance.

B.  

Discontinue using the AI tool and rely solely on doctor expertise.

C.  

Obtain patients' consent for the use of their data by the AI tool.

D.  

Use the AI tool only for low-risk situations.

Discussion 0
Question # 29

Which of the following techniques BEST assesses an AI model’s ability to generalize to new data?

Options:

A.  

Failure mode effects analysis

B.  

Model component unit testing

C.  

K-fold cross validation

D.  

Metamorphic testing

Discussion 0
Question # 30

An IS auditor reviewed an AI-enabled software for processing a bank's financial information and discovered errors in the training data. Which of the following would BEST mitigate this risk?

Options:

A.  

Functional testing of the application

B.  

Data quality testing

C.  

User interface testing

D.  

Model validation on benchmark data

Discussion 0
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