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ISACA Advanced in AI Audit (AAIA)

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Total Questions : 180

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Question # 31

Which of the following is the BEST reason that recurrent neural networks enable language translation of documents?

Options:

A.  

The process is sequential.

B.  

The process uses association rules.

C.  

The process is specialized for grid data.

D.  

The process is unidirectional.

Discussion 0
Question # 32

An IS auditor is looking to expedite reporting for an audit with complex issues. Which of the following would be the MOST effective way for the auditor to use generative AI?

Options:

A.  

Developing action items discussed in closing meetings for management action plans

B.  

Developing a draft of an executive summary based on detailed findings and audit scope

C.  

Revising audit conclusions with precise verbiage to describe the audit observations

D.  

Revising audit background and scope information based on new information from management

Discussion 0
Question # 33

Which of the following will provide the BEST evidence to support the alignment of an AI model with an organization's business objectives?

Options:

A.  

AI model vulnerability assessment

B.  

AI change management requests

C.  

AI model inventory

D.  

AI acceptable use policy

Discussion 0
Question # 34

An IS auditor for a veterinary clinic was informed that the dog breed categorical variable is necessary for the predictive model. Which of the following introduces the MOST risk?

Options:

A.  

Data scaling was not utilized.

B.  

Clustering was not utilized.

C.  

Ordinal label encoding was utilized.

D.  

One-hot encoding was utilized.

Discussion 0
Question # 35

Which of the following is the MOST important purpose of conducting a risk assessment for AI models within an organization?

Options:

A.  

Categorizing data used by the AI model

B.  

Defining mitigation strategies for AI deployment

C.  

Monitoring AI model performance on an ongoing basis

D.  

Determining whether AI model outputs align with established use cases

Discussion 0
Question # 36

Which role is BEST suited to define the implementation roadmaps for adopting AI solutions?

Options:

A.  

Risk management committee

B.  

Steering committee

C.  

Product management

D.  

Internal audit

Discussion 0
Question # 37

In order to streamline operations, a bank has deployed an AI application to automatically detect and prevent further fraud on accounts. However, customers have voiced concerns that their usual transactions are being rejected. Which of the following is the MOST likely cause of the false positives?

Options:

A.  

Consent is not properly managed.

B.  

Data versioning controls were not developed.

C.  

Compute scale training was not performed.

D.  

The hyperparameters are not optimized.

Discussion 0
Question # 38

Which of the following BEST ensures representativeness in AI systems when assessing training data periodically?

Options:

A.  

Training data is manually reviewed for bias.

B.  

Data validation processes are automated and consistently performed.

C.  

Training data remains relevant and reflects evolving real-world conditions.

D.  

Synthetic data is used to train the AI systems.

Discussion 0
Question # 39

Which of the following presents the MOST significant barrier to generative AI model explainability?

Options:

A.  

Bias within data sets used for model training

B.  

Rapid evolution of algorithm capabilities

C.  

Lack of alignment between stakeholder groups

D.  

Insufficient staff experience with generative AI tools

Discussion 0
Question # 40

An AI social media platform uses an algorithm to increase user engagement that could unintentionally promote divisive content. Which of the following is the BEST course of action to mitigate this risk?

Options:

A.  

Introduce controls allowing individuals to customize content preferences.

B.  

Suspend the algorithm until concerns are addressed.

C.  

Obtain users' consent for the content they wish to view.

D.  

Regularly audit and adjust algorithms to reduce biases.

Discussion 0
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