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Free PECB Certified OHSMS ISO 45001 Lead Auditor Exam Practice Questions

Question # 11

Objectives, criteria, and scope are critical features of an audit. Which two issues are part of the audit scope?

Options:

A.  

Trade union communications

B.  

Boundaries of the OHSMS

C.  

Processes and functions

D.  

Audit checklists

E.  

Organisation procedures

F.  

ISO 45001 requirements

Discussion 0
Question # 12

Out of the following, which is not the Part of PDCA cycle of ISO 45001? Select the correct option, and then select Submit.

Options:

A.  

Treatment of Risks

B.  

OHSMS Policy

C.  

Environment Management Program

D.  

Analyzing OHSMS Performance Submit

Discussion 0
Question # 13

Wash-it-up is an organization that provides window cleaning services for the industrial sector. It has been certified t ISO 45001 for some time and has appointed a new OHS Manager. The audit plan during a surveillance audit includes the improvement actions and the auditor asks to see the most recent management review meeting minutes.

surveillance audit includes the Improvement actions and the auditor asks to see the most recent management review meeting minutes.

Which six of the statements would represent output audit evidence for the management review?

Options:

A.  

Decagons related to continual improvement opportunities

B.  

Allocation of a bigger budget for the OHS department

C.  

Improvements In the OHSMS

D.  

Minutes of previous management reviews

E.  

Opportunities to integrate the OHS management system with other business processes

F.  

Plan to priorities health and safety issues as a business strategy

G.  

Procurement of new safety harnesses for workers

Discussion 0
Question # 14

You are carrying out a follow-up audit of a chrome plating organisation. At their last assessment, they were found to be storing dangerous chemicals in a wooden shed with a damaged door and a broken lock.

The corrective action agreed was that the shed would be replaced with a metal building with a tamper-proof lock and that there would be bars across the windows.

However, none of the work has been done and the organisation suspect you are going to issue a bad report as a result. To prevent this, they offer to re-chrome your vintage sports car. You tell them that you have had a previous quote for this work, which came in at £3,500. They say they will do the work for £350 if your audit report does not mention their failure to fix the building.

How would you react?

Options:

A.  

Suspend the audit and leave the site. Report the attempted bribe to the individual managing the audit programme and avoid all further contact with the auditee.

B.  

Accept the auditee ' s assurance that the work will be completed within the next two weeks and move on to your next checklist item. Make no record of the building or the bribe in your audit report.

C.  

Record in the audit report that the building had been replaced at the time of audit (no one is likely to check). Then book your car in for the re-chroming to be done.

D.  

Cancel the current follow-up and reschedule it with top management to a date in the future when the building will be in place. Agree an appointment with them to fix your car at their reduced rate.

Discussion 0
Question # 15

You are conducting a Stage 2 audit of a steel fabrication works that uses powerful presses to shape steel sheets into various car panels. You note from the accident book that more staff hours have been lost through accidents associated with the presses than those associated with any other equipment.

You question the OH and S manager who tells you, " These big presses are just inherently more dangerous than other equipment. If there is an accident, it ' s going to be more serious as a result of the forces at work. "

Which three of the following audit trails would it now be appropriate to pursue?

Options:

A.  

Check whether the organisation has big enough finances to invest in fully automated pressing machines which would not need manual workers.

B.  

Determine whether the organisation had considered changing the panels to plastic mouldings which would be less likely to cause accidents.

C.  

Ask top management to explain how the reoccurring accidents would affect the setting of future OH and S objectives.

D.  

Check that the workers who had been injured had received appropriate compensation, so they did not suffer financially from their accidents or working hours lost while recovering.

E.  

Determine whether hazard identification had taken place in respect of the pressing process. If it did, what OH and S risks were identified and what actions were instigated to mitigate these risks?

F.  

Determine whether there were any maintenance issues that resulted in the machines being unsafe to use, such as broken or missing guards or faulty emergency stop buttons.

G.  

Ensure that the organisation had recorded the reoccurring accidents as an external issue in its determination of context of the organisation. Ensure all interested parties had been informed.

Discussion 0
Question # 16

The following options are key actions involved in a first-party audit.

Question # 16

Put them in order to show the sequence in which the actions should take place.

Options:

Discussion 0
Question # 17

An audit team leader arrives at a steel fabrication organisation that manufactures stairways to carry out a Stage2 certification audit. At a meeting with the OHSMS Manager, she is told that they have won their biggest contact from a construction organization to manufacture and install stairways.

During the audit, a team member found that several employees had suffered hand injuries over several months due to handrail welds not being property polished. The OHSMS Manager blames the new employees they had to take on because of the big contract. The auditor raises a nonconformance against clause 10.2 erf ISO 45001.

In relation to the nonconformity raised by the auditor and in line with the policy of the certification body, the audit team raise improvement opportunities in the audit report.

Which three of the options would represent acceptance opportunities for improvement in the report?

Options:

A.  

A quality control programme could involve non-destructive testing of the welded handrails

B.  

Operational planning activities may benefit from an improved risk based approach based on international standards tor risk management.

C.  

A first aid station could be located next to the handrail polishing operation.

D.  

Additional internal audits of the OHS management system may reduce production problems.

E.  

All workers should be given competence test.

F.  

The induction programme for new employees could include an awareness training video in health and safety.

G.  

The requirement for wearing protective gloves could be extended to shop floor workers across all operations.

Discussion 0
Question # 18

Auditors should have certain knowledge and skills, while audit team leaders should have some additional knowledge and skills.

From the following list, select two that only apply to audit team leaders.

Options:

A.  

Apply appropriate sampling techniques

B.  

Understand and apply the risk-based approach to auditing

C.  

Be aware of cultural and social aspects of the auditee

D.  

Plan the audit

E.  

Verify the relevance and accuracy of collected information

F.  

Make effective use of resources provided to the audit

Discussion 0
Question # 19

You are the audit team leader of an ISO 45001 remote/space certification audit. Which two of the following topics would you need to discuss with the audit OHSMS legislation of the local authority, which has been

Options:

A.  

OHS accidents occurred since Stage 1 audit

B.  

Access requirements for the virtual platform

C.  

Any practical obstacles to the audit

D.  

OHS management system hazards identification and risks evaluation process

E.  

Results of the last regulatory audit

F.  

Trends in the OHS indicators and associated objectives

Discussion 0
Question # 20

What does ISO 45001 say are the hazards that have to be considered when planning a health and safety management system? Select the ONE best answer.

Options:

A.  

Work activities, workplace design, and human factors such as hours of work and bullying and harassment

B.  

Work activities where there is the possibility of danger

C.  

Hot-work, working at height, enclosed space entry, and work on electrical equipment

D.  

Work hazards and environmental factors such as bad weather

Discussion 0

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